Form 4 for COLL COLLEGIUM PHARMACEUTICAL, INC
Accepted 2024-02-14 00:00:00 ET · period of report 2024-02-12 · accession 0001062993-24-003166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-14 | 2024-02-12 | COLL | Ciaffoni Joseph | Pres, CEO, Dir | A - Grant | $0.00 | +298.7K | 573.7K | +109% | $0 |
| M | 2024-02-14 | 2024-02-12 | COLL | Ciaffoni Joseph | Pres, CEO, Dir | F - Tax | $33.70 | -128.9K | 526.3K | -20% | -$4.34M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-12 | A | A | 119,000 | $0.00 | 394,000 | D | — | — | (F1) Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-02-12 | A | A | 179,734 | $0.00 | 573,734 | D | — | — | (F2) Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 179,734 performance share units ("PSUs") granted in the Issuer's three prior fiscal years. |
| 3 | Common | Common Stock | 2024-02-12 | F | D | 81,422 | $33.70 | 444,867 | D | — | — | (F4) Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of PSUs. |
| 4 | Common | Common Stock | 2024-02-12 | F | D | 47,445 | $33.70 | 526,289 | D | — | — | (F3) Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs. |