Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0001062993-24-004060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-22 | 2024-02-20 | ALSN | Pittard Dana JH | VP, Defense Programs | M - OptEx | $39.92 | +38.9K | 33.6K | New | +$1.55M |
| DM | 2024-02-22 | 2024-02-20 | ALSN | Pittard Dana JH | VP, Defense Programs | S - Sale+OE | $68.71 | -38.9K | 4,194 | -90% | -$2.68M |
| DM | 2024-02-22 | 2024-02-20 | ALSN | Pittard Dana JH | VP, Defense Programs | M - OptEx | $0.00 | -38.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | M | A | 6,410 | $23.59 | 10,597 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-20 | M | A | 4,929 | $37.11 | 15,526 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-20 | M | A | 6,196 | $43.30 | 21,722 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-20 | M | A | 5,905 | $49.60 | 27,627 | D | — | — | |
| 5 | Common | Common Stock | 2024-02-20 | S | D | 7 | $69.69 | 4,187 | D | — | — | |
| 6 | Common | Common Stock | 2024-02-20 | M | A | 6,883 | $43.13 | 40,447 | D | — | — | |
| 7 | Common | Common Stock | 2024-02-20 | M | A | 2,685 | $39.42 | 43,132 | D | — | — | |
| 8 | Common | Common Stock | 2024-02-20 | S | D | 7,463 | $67.88 | 35,669 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $67.6100 to $68.5600. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2024-02-20 | S | D | 31,475 | $68.91 | 4,194 | D | — | — | (F3) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $68.6200 to $69.6000. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Common Stock | 2024-02-20 | M | A | 5,937 | $43.24 | 33,564 | D | — | — | |
| 11 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 6,410 | $0.00 | 0 | D | $23.59 · — to 2026-02-16 | 6,410 Common Stock | (F4) The options vested on February 17, 2019. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 2,685 | $0.00 | 5,372 | D | $39.42 · — to 2032-02-23 | 2,685 Common Stock | (F10) The options vest in three equal annual installments beginning on February 23, 2023. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 6,883 | $0.00 | 0 | D | $43.13 · — to 2031-02-10 | 6,883 Common Stock | (F9) The options vested in three equal annual installments beginning on February 10, 2022. |
| 14 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 5,937 | $0.00 | 0 | D | $43.24 · — to 2030-02-25 | 5,937 Common Stock | (F8) The options vested on February 25, 2023. |
| 15 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 5,905 | $0.00 | 0 | D | $49.60 · — to 2029-02-20 | 5,905 Common Stock | (F7) The options vested on February 20, 2022. |
| 16 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 6,196 | $0.00 | 0 | D | $43.30 · — to 2028-02-07 | 6,196 Common Stock | (F6) The options vested on February 7, 2021. |
| 17 | Derivative | Employee Stock Option (right to buy) | 2024-02-20 | M | D | 4,929 | $0.00 | 0 | D | $37.11 · — to 2027-02-21 | 4,929 Common Stock | (F5) The options vested on February 22, 2020. |