Form 4 for HUM Humana
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001062993-24-004158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-21 | HUM | Diamond Susan M | CFO | A - Grant | $0.00 | +13.5K | 19.8K | +214% | $0 |
| D | 2024-02-23 | 2024-02-22 | HUM | Diamond Susan M | CFO | F - Tax | $366.11 | -1,125 | 6,311 | -15% | -$411.9K |
| D | 2024-02-23 | 2024-02-22 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | +3,356 | 7,436 | +82% | $0 |
| D | 2024-02-23 | 2024-02-21 | HUM | Diamond Susan M | CFO | A - Grant | $0.00 | +9,989 | 9,989 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2024-02-21 | A | A | 13,480 | $0.00 | 19,791 | D | — | — | (F11) Restricted stock units granted to reporting person on 2/21/24. (F12) Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| 2 | Common | Humana Common | 2024-02-22 | F | D | 1,125 | $366.11 | 6,311 | D | — | — | (F15) Shares disposed of represent payment of tax liability resulting from vesting of Performance Stock Units on 2/22/24. |
| 3 | Common | Humana Common | 2024-02-22 | M | A | 3,356 | $0.00 | 7,436 | D | — | — | (F14) Includes Performance Stock Units not required to be reported until vest. |
| 4 | Derivative | Options | 2024-02-21 | A | A | 9,989 | $0.00 | 9,989 | D | $367.21 · — to 2031-02-21 | 9,989 Humana Common | (F6) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. |