Form 4 for HUM Humana
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001062993-24-004170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-22 | HUM | Ventura Joseph C | CLO | F - Tax | $366.11 | -1,153 | 7,028 | -14% | -$422.1K |
| D | 2024-02-23 | 2024-02-21 | HUM | Ventura Joseph C | CLO | A - Grant | $0.00 | +4,425 | 11.5K | +63% | $0 |
| D | 2024-02-23 | 2024-02-22 | HUM | Ventura Joseph C | CLO | M - OptEx | $0.00 | +3,411 | 8,181 | +72% | $0 |
| D | 2024-02-23 | 2024-02-21 | HUM | Ventura Joseph C | CLO | A - Grant | $0.00 | +6,572 | 6,572 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2024-02-22 | F | D | 1,153 | $366.11 | 7,028 | D | — | — | (F13) Shares disposed of represent payment for tax liability on Performance Stock Units vested on 2/22/24. |
| 2 | Common | Humana Common | 2024-02-21 | A | A | 4,425 | $0.00 | 11,453 | D | — | — | (F10) Restricted stock units granted to reporting person 2/21/24. (F11) Includes 4,425 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| 3 | Common | Humana Common | 2024-02-22 | M | A | 3,411 | $0.00 | 8,181 | D | — | — | (F12) Includes Performance Stock Units not required to be reported until vest. |
| 4 | Derivative | Options | 2024-02-21 | A | A | 6,572 | $0.00 | 6,572 | D | $367.21 · — to 2031-02-21 | 6,572 Humana Common | (F6) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. |