Form 4 for OTIS Otis Worldwide
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001062993-24-004268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-23 | 2024-02-21 | OTIS | de Montlivault Stephane | Pres, Otis Asia Pacific | M - OptEx | $65.13 | +64.2K | 131.5K | +96% | +$4.18M |
| D | 2024-02-23 | 2024-02-21 | OTIS | de Montlivault Stephane | Pres, Otis Asia Pacific | S - Sale+OE | $91.10 | -18.4K | 67.3K | -21% | -$1.68M |
| D | 2024-02-23 | 2024-02-21 | OTIS | de Montlivault Stephane | Pres, Otis Asia Pacific | F - Tax | $91.25 | -45.9K | 85.7K | -35% | -$4.18M |
| DM | 2024-02-23 | 2024-02-21 | OTIS | de Montlivault Stephane | Pres, Otis Asia Pacific | M - OptEx | $0.00 | -64.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-21 | M | A | 19,841 | $67.83 | 87,115 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-21 | S | D | 18,393 | $91.10 | 67,274 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.96 to $91.28, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
| 3 | Common | Common Stock | 2024-02-21 | F | D | 45,854 | $91.25 | 85,667 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-21 | M | A | 44,406 | $63.92 | 131,521 | D | — | — | |
| 5 | Derivative | Stock Appreciate Rights | 2024-02-21 | M | D | 19,841 | $0.00 | 0 | D | $67.83 · 2021-01-02 to 2028-01-01 | 19,841 Common Stock | |
| 6 | Derivative | Stock Appreciation Rights | 2024-02-21 | M | D | 44,406 | $0.00 | 0 | D | $63.92 · 2022-02-05 to 2029-02-04 | 44,406 Common Stock |