Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001062993-24-004275 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-22 | ALSN | Basso Rafael | VP, Ops | F - Tax | $73.39 | -306 | 3,901 | -7% | -$22.5K |
| DM | 2024-02-23 | 2024-02-22 | ALSN | Basso Rafael | VP, Ops | M - OptEx | — | +901 | 4,192 | +27% | — |
| DM | 2024-02-23 | 2024-02-22 | ALSN | Basso Rafael | VP, Ops | M - OptEx | $0.00 | -901 | 117 | -89% | $0 |
| DM | 2024-02-23 | 2024-02-21 | ALSN | Basso Rafael | VP, Ops | A - Grant | $0.00 | +8,584 | 6,438 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-22 | F | D | 306 | $73.39 | 3,901 | D | — | — | (F3) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. |
| 2 | Common | Common Stock | 2024-02-22 | M | A | 15 | — | 4,207 | D | — | — | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 3 | Common | Common Stock | 2024-02-22 | M | A | 886 | — | 4,192 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-02-22 | M | D | 886 | $0.00 | 1,772 | D | — · — to — | 886 Common Stock | (F1) Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-02-21 | A | A | 2,146 | $0.00 | 2,146 | D | — · — to — | 2,146 Common Stock | (F5) Each RSU represents a contingent right to receive one share of ALSN common stock. (F6) The RSUs vest in three equal annual installments beginning on February 21, 2025. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-02-21 | A | A | 6,438 | $0.00 | 6,438 | D | $70.88 · — to 2034-02-21 | 6,438 Common Stock | (F4) The options vest in three equal annual installments beginning on February 21, 2025. |
| 7 | Derivative | Dividend Equivalent Rights | 2024-02-22 | M | D | 15 | $0.00 | 117 | D | — · — to — | 15 Common Stock | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |