Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001062993-24-005065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-28 | ALSN | van Niekerk Teresa | VP, Chief Procurement Off | F - Tax | $75.59 | -1,282 | 24.3K | -5% | -$96.9K |
| D | 2024-03-01 | 2024-02-28 | ALSN | van Niekerk Teresa | VP, Chief Procurement Off | M - OptEx | — | +4,498 | 25.6K | +21% | — |
| D | 2024-03-01 | 2024-02-28 | ALSN | van Niekerk Teresa | VP, Chief Procurement Off | M - OptEx | $0.00 | -4,498 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-28 | F | D | 1,282 | $75.59 | 24,328 | D | — | — | (F2) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. |
| 2 | Common | Common Stock | 2024-02-28 | M | A | 4,498 | — | 25,610 | D | — | — | (F1) Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 3 | Derivative | Performance Stock Units | 2024-02-28 | M | D | 4,498 | $0.00 | 0 | D | — · — to — | 4,498 Common Stock | (F1) Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |