Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001062993-24-005091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-28 | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | — | +62.2K | 196.3K | +46% | — |
| D | 2024-03-01 | 2024-02-28 | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | F - Tax | $75.59 | -27.4K | 168.8K | -14% | -$2.07M |
| D | 2024-03-01 | 2024-02-28 | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -62.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-28 | M | A | 62,199 | — | 196,263 | D | — | — | (F1) Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 2 | Common | Common Stock | 2024-02-28 | F | D | 27,430 | $75.59 | 168,833 | D | — | — | (F2) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. |
| 3 | Derivative | Performance Stock Units | 2024-02-28 | M | D | 62,199 | $0.00 | 0 | D | — · — to — | 62,199 Common Stock | (F1) Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |