Form 4 for DC Dakota Gold Corp.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001062993-24-005476 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | DC | Malone Patrick Shay | SVP, CAO | A - Grant | $0.00 | +94.2K | 255.8K | +58% | $0 |
| D | 2024-03-05 | 2024-03-01 | DC | Malone Patrick Shay | SVP, CAO | M - OptEx | — | +16.3K | 161.6K | +11% | — |
| DM | 2024-03-05 | 2024-03-01 | DC | Malone Patrick Shay | SVP, CAO | A - Grant | $0.00 | +177.6K | 88.4K | New | $0 |
| D | 2024-03-05 | 2024-03-01 | DC | Malone Patrick Shay | SVP, CAO | M - OptEx | $0.00 | -20.8K | 41.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | A | A | 94,222 | $0.00 | 255,846 | D | — | — | (F2) Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027. |
| 2 | Common | Common Stock | 2024-03-01 | M | A | 16,276 | — | 161,624 | D | — | — | (F1) The Reporting Person was previously granted 62,278 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 16,276 shares of Common Stock. |
| 3 | Derivative | Stock Options | 2024-03-01 | A | A | 89,193 | $0.00 | 89,193 | D | $2.12 · 2025-03-01 to 2029-03-01 | 89,193 Common Stock | (F3) The options are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027. |
| 4 | Derivative | Performance Share Units | 2024-03-01 | A | A | 88,443 | $0.00 | 88,443 | D | — · — to — | 88,443 Common Stock | (F4) Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2025, 2026 and 2027. |
| 5 | Derivative | Performance Stock Units | 2024-03-01 | M | D | 20,759 | $0.00 | 41,519 | D | — · — to — | 20,759 Common Stock | (F1) The Reporting Person was previously granted 62,278 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 16,276 shares of Common Stock. |