Form 4 for BAX Baxter International
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001062993-24-005492 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | BAX | Mason Jeanne K | EVP, Chief HR Off | S - Sale+OE | $40.61 | -64.5K | 142.3K | -31% | -$2.62M |
| D | 2024-03-05 | 2024-03-01 | BAX | Mason Jeanne K | EVP, Chief HR Off | F - Tax | $41.01 | -963 | 141.3K | -0.7% | -$39.5K |
| D | 2024-03-05 | 2024-03-01 | BAX | Mason Jeanne K | EVP, Chief HR Off | M - OptEx | $37.17 | +64.5K | 206.8K | +45% | +$2.40M |
| D | 2024-03-05 | 2024-03-01 | BAX | Mason Jeanne K | EVP, Chief HR Off | M - OptEx | $0.00 | -64.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1 par value | 2024-03-01 | S | D | 64,488 | $40.61 | 142,290 | D | — | — | (F2) Price reflects weighted average sales price. Range of prices for transactions are $40.28 through $40.93. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. |
| 2 | Common | Common Stock, $1 par value | 2024-03-01 | F | D | 963 | $41.01 | 141,326 | D | — | — | (F3) Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 1, 2024 from the settlement of vested restricted stock units granted on March 1, 2023. |
| 3 | Common | Common Stock, $1 par value | 2024-03-01 | M | A | 64,488 | $37.17 | 206,778 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-03-01 | M | D | 64,488 | $0.00 | 0 | D | $37.17 · — to 2024-03-04 | 64,488 Common Stock, $1 par value | (F4) The options became exercisable in three equal annual installments beginning on March 4, 2015, the first anniversary of the grant date. |