Form 4 for ROKU ROKU, INC
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001062993-24-005624 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | S - Sale+OE | $63.20 | -204 | 5,575 | -4% | -$12.9K |
| D | 2024-03-05 | 2024-03-01 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | +3,330 | 7,456 | +81% | $0 |
| D | 2024-03-05 | 2024-03-01 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | F - Tax | $63.35 | -1,677 | 5,779 | -22% | -$106.2K |
| DM | 2024-03-05 | 2024-03-01 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | -3,330 | 8,278 | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | S | D | 204 | $63.20 | 5,575 | D | — | — | (F2) Shares sold pursuant to Mr. Banks's 10b5-1 plan. |
| 2 | Common | Class A Common Stock | 2024-03-01 | M | A | 3,330 | $0.00 | 7,456 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-03-01 | F | D | 1,677 | $63.35 | 5,779 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-01 | M | D | 359 | $0.00 | 1,438 | D | — · — to — | 359 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021. |
| 5 | Derivative | Restricted Stock Unit | 2024-03-01 | M | D | 746 | $0.00 | 2,990 | D | — · — to — | 746 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 6 | Derivative | Restricted Stock Unit | 2024-03-01 | M | D | 148 | $0.00 | 1,039 | D | — · — to — | 148 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 7 | Derivative | Restricted Stock Unit | 2024-03-01 | M | D | 1,249 | $0.00 | 13,735 | D | — · — to — | 1,249 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2024-03-01 | M | D | 828 | $0.00 | 8,278 | D | — · — to — | 828 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |