Form 4 for ROKU ROKU, INC
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001062993-24-005626 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | ROKU | Katz Gidon | SVP, Platform Products, UX | F - Tax | $63.35 | -1,939 | 19.8K | -9% | -$122.8K |
| D | 2024-03-05 | 2024-03-01 | ROKU | Katz Gidon | SVP, Platform Products, UX | M - OptEx | $0.00 | +3,344 | 21.7K | +18% | $0 |
| D | 2024-03-05 | 2024-03-01 | ROKU | Katz Gidon | SVP, Platform Products, UX | M - OptEx | $0.00 | -3,344 | 26.8K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | F | D | 1,939 | $63.35 | 19,757 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. |
| 2 | Common | Class A Common Stock | 2024-03-01 | M | A | 3,344 | $0.00 | 21,696 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-03-01 | M | D | 3,344 | $0.00 | 26,752 | D | — · — to — | 3,344 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |