Form 4 for SWKHL SWK Holdings Corp
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001062993-24-008013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-04-03 | 2024-04-01 | SWKHL | Pennington Marcus Edward | Dir | A - Grant | $16.88 | +1,866 | 17.1K | +12% | +$31.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | A | A | 815 | $16.88 | 17,923 | D | — | — | (F2) Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director. The restricted shares vest on April 1, 2025, subject to the Reporting Person's continued service through such vesting date. |
| 2 | Common | Common Stock | 2024-04-01 | A | A | 1,051 | $16.88 | 17,108 | D | — | — | (F1) Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. |