Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-04-23 00:00:00 ET · period of report 2024-04-20 · accession 0001062993-24-008729 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-23 | 2024-04-20 | HPE | Cox Jeremy | SVP, CTO, Ctrl | M - OptEx | $16.79 | +25.7K | 40.1K | +179% | +$432.3K |
| D | 2024-04-23 | 2024-04-20 | HPE | Cox Jeremy | SVP, CTO, Ctrl | F - Tax | $16.79 | -6,258 | 33.9K | -16% | -$105.1K |
| DM | 2024-04-23 | 2024-01-11 | HPE | Cox Jeremy | SVP, CTO, Ctrl | A - Grant | — | +4,209 | 220.5K | +2% | — |
| D | 2024-04-23 | 2024-04-20 | HPE | Cox Jeremy | SVP, CTO, Ctrl | M - OptEx | — | -25.7K | 25.7K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-20 | M | A | 25,748 | $16.79 | 40,122 | D | — | — | |
| 2 | Common | Common Stock | 2024-04-20 | F | D | 6,258 | $16.79 | 33,864 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 233.71 | — | 16,351.71 | D | — · — to — | 233.71 Common Stock | (F2) As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 113.2239 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24 (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-04-20 | M | D | 25,748 | — | 25,747 | D | — · — to — | 25,748 Common Stock | (F3) As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 384.5681 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 361.3881 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,535 vested dividend equivalent rights and a de minimus adjustment of 0.9626 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 630.41 | — | 42,751.41 | D | — · — to — | 630.41 Common Stock | (F4) As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 325 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 305.4104 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 3,344.56 | — | 220,466.56 | D | — · — to — | 3,344.56 Common Stock | (F5) As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,724.2431 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,620.3134 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |