Form 4 for OTIS Otis Worldwide
Accepted 2024-05-08 00:00:00 ET · period of report 2024-05-07 · accession 0001062993-24-009676 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-08 | 2024-05-07 | OTIS | Zheng Peiming | EVP, Chief Product, Delivery | M - OptEx | $62.68 | +40.7K | 49.7K | +451% | +$2.55M |
| D | 2024-05-08 | 2024-05-07 | OTIS | Zheng Peiming | EVP, Chief Product, Delivery | S - Sale+OE | $93.69 | -30.4K | 15.6K | -66% | -$2.84M |
| D | 2024-05-08 | 2024-05-07 | OTIS | Zheng Peiming | EVP, Chief Product, Delivery | F - Tax | $94.01 | -27.1K | 46.2K | -37% | -$2.55M |
| DM | 2024-05-08 | 2024-05-07 | OTIS | Zheng Peiming | EVP, Chief Product, Delivery | D - Sale to Iss | $0.00 | -40.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-07 | M | A | 7,874 | $50.58 | 45,240 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-07 | S | D | 30,364 | $93.69 | 15,570 | D | — | — | (F1) This is a weighted average exercise. The shares were sold in multiple transactions at prices ranging from $93.57 to $93.955, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Common Stock | 2024-05-07 | M | A | 23,620 | $67.83 | 73,329 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-07 | F | D | 27,125 | $94.01 | 46,204 | D | — | — | |
| 5 | Common | Common Stock | 2024-05-07 | M | A | 4,724 | $60.88 | 37,366 | D | — | — | |
| 6 | Common | Common Stock | 2024-05-07 | M | A | 4,469 | $58.66 | 49,709 | D | — | — | |
| 7 | Derivative | Stock Appreciation Rights | 2024-05-07 | D | D | 23,620 | $0.00 | 0 | D | $67.83 · 2021-01-02 to 2028-01-01 | 23,620 Common Stock | |
| 8 | Derivative | Stock Appreciation Rights | 2024-05-07 | D | D | 7,874 | $0.00 | 0 | D | $50.58 · 2019-01-04 to 2026-01-03 | 7,874 Common Stock | |
| 9 | Derivative | Stock Appreciation Right | 2024-05-07 | D | D | 4,469 | $0.00 | 0 | D | $58.66 · 2020-01-03 to 2027-01-02 | 4,469 Common Stock | |
| 10 | Derivative | Stock Appreciation Rights | 2024-05-07 | D | D | 4,724 | $0.00 | 0 | D | $60.88 · 2018-01-02 to 2025-01-01 | 4,724 Common Stock |