Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-05-10 00:00:00 ET · period of report 2024-05-08 · accession 0001062993-24-009903 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-10 | 2024-05-08 | ALSN | Ostojic Sasha | Dir | M - OptEx | $0.00 | +3,196 | 6,010 | +114% | $0 |
| DM | 2024-05-10 | 2024-05-08 | ALSN | Ostojic Sasha | Dir | M - OptEx | $0.00 | -3,196 | 0 | -100% | $0 |
| D | 2024-05-10 | 2024-05-09 | ALSN | Ostojic Sasha | Dir | A - Grant | $0.00 | +2,017 | 2,017 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-08 | M | A | 3,196 | $0.00 | 6,010 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") and related dividend equivalents. (F2) Includes 50 dividend equivalents. |
| 2 | Derivative | Restricted Stock Units | 2024-05-08 | M | D | 3,146 | $0.00 | 0 | D | — · — to — | 3,146 Common Stock | (F3) Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. (F4) On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024. |
| 3 | Derivative | Dividend Equivalent Rights | 2024-05-08 | M | D | 50 | $0.00 | 0 | D | — · — to — | 50 Common Stock | (F5) Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. (F6) The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024 |
| 4 | Derivative | Restricted Stock Units | 2024-05-09 | A | A | 2,017 | $0.00 | 2,017 | D | — · — to — | 2,017 Common Stock | (F7) The RSUs represent the reporting person's annual equity award under the Eighth Amended and Restated Non-Employee Director Compensation Policy. (F9) The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant. (F3) Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. (F8) The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. |