Form 4 for GHM GRAHAM CORP
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-17 · accession 0001062993-24-010885 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-21 | 2024-05-17 | GHM | Thome Christopher J. | CFO, VP-Fin | M - OptEx | $0.00 | +2,374 | 15.9K | +18% | $0 |
| D | 2024-05-21 | 2024-05-17 | GHM | Thome Christopher J. | CFO, VP-Fin | F - Tax | $29.12 | -931 | 15.0K | -6% | -$27.1K |
| D | 2024-05-21 | 2024-05-17 | GHM | Thome Christopher J. | CFO, VP-Fin | M - OptEx | $0.00 | -2,374 | 4,749 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-17 | M | A | 2,374 | $0.00 | 15,921 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F2) Includes 2,597 shares acquired under the Graham Corporation Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-05-17 | F | D | 931 | $29.12 | 14,990 | D | — | — | (F3) Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2024-05-17 | M | D | 2,374 | $0.00 | 4,749 | D | $0.00 · — to — | 2,374 Common Stock | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F4) One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. |