Form 4 for CRS CARPENTER TECHNOLOGY CORP
Accepted 2024-05-23 00:00:00 ET · period of report 2024-05-21 · accession 0001062993-24-011051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-23 | 2024-05-21 | CRS | DEE JAMES D | SVP Gen Counsel, Sec | M - OptEx | $47.19 | +23.5K | 108.3K | +28% | +$1.11M |
| D | 2024-05-23 | 2024-05-21 | CRS | DEE JAMES D | SVP Gen Counsel, Sec | S - Sale+OE | $111.26 | -23.5K | 84.8K | -22% | -$2.62M |
| DM | 2024-05-23 | 2024-05-21 | CRS | DEE JAMES D | SVP Gen Counsel, Sec | M - OptEx | — | -23.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-21 | M | A | 4,210 | $53.95 | 89,008.41 | D | — | — | (F1) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 2 | Common | Common Stock | 2024-05-21 | M | A | 8,808 | $40.43 | 97,816.41 | D | — | — | (F1) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 3 | Common | Common Stock | 2024-05-21 | M | A | 4,276 | $58.94 | 102,092.41 | D | — | — | (F1) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 4 | Common | Common Stock | 2024-05-21 | M | A | 6,224 | $44.13 | 108,316.41 | D | — | — | (F1) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 5 | Common | Common Stock | 2024-05-21 | S | D | 23,518 | $111.26 | 84,798.41 | D | — | — | (F2) The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share. (F1) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-05-21 | M | D | 4,210 | — | 0 | D | $53.95 · — to 2024-08-01 | 4,210 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F3) Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2024-05-21 | M | D | 6,224 | — | 0 | D | $44.13 · — to 2029-08-15 | 6,224 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F7) Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-05-21 | M | D | 4,276 | — | 0 | D | $58.94 · — to 2028-08-06 | 4,276 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F6) Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2024-05-21 | M | D | 8,808 | — | 0 | D | $40.43 · — to 2027-07-31 | 8,808 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F5) Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020. |