Form 4 for GHM GRAHAM CORP
Accepted 2024-05-28 00:00:00 ET · period of report 2024-05-23 · accession 0001062993-24-011345 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-28 | 2024-05-23 | GHM | Thoren Daniel J. | Pres, CEO, Dir | M - OptEx | $0.00 | +8,140 | 340.7K | +2% | $0 |
| D | 2024-05-28 | 2024-05-23 | GHM | Thoren Daniel J. | Pres, CEO, Dir | F - Tax | $28.44 | -2,934 | 337.7K | -0.9% | -$83.4K |
| D | 2024-05-28 | 2024-05-23 | GHM | Thoren Daniel J. | Pres, CEO, Dir | M - OptEx | $0.00 | -8,140 | 8,140 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-23 | M | A | 8,140 | $0.00 | 340,655 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-05-23 | F | D | 2,934 | $28.44 | 337,721 | D | — | — | (F2) Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2024-05-23 | M | D | 8,140 | $0.00 | 8,140 | D | $0.00 · — to — | 8,140 Common Stock | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F3) Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. |