Form 4 for GHM GRAHAM CORP
Accepted 2024-05-28 00:00:00 ET · period of report 2024-05-23 · accession 0001062993-24-011347 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-28 | 2024-05-23 | GHM | Smith Alan E | VP, General Manager - Batavia | F - Tax | $28.44 | -1,096 | 53.0K | -2% | -$31.2K |
| D | 2024-05-28 | 2024-05-23 | GHM | Smith Alan E | VP, General Manager - Batavia | M - OptEx | $0.00 | +3,053 | 54.1K | +6% | $0 |
| D | 2024-05-28 | 2024-05-23 | GHM | Smith Alan E | VP, General Manager - Batavia | M - OptEx | $0.00 | -3,053 | 3,053 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-23 | F | D | 1,096 | $28.44 | 52,994 | D | — | — | (F2) Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2024-05-23 | M | A | 3,053 | $0.00 | 54,090 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2024-05-23 | M | D | 3,053 | $0.00 | 3,053 | D | $0.00 · — to — | 3,053 Common Stock | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F3) Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. |