Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-05-29 00:00:00 ET · period of report 2024-05-28 · accession 0001062993-24-011451 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-29 | 2024-05-28 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | F - Tax | $18.41 | -8,499 | 35.1K | -19% | -$156.5K |
| D | 2024-05-29 | 2024-05-28 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | $18.41 | +17.1K | 43.6K | +65% | +$315.5K |
| DM | 2024-05-29 | 2024-01-11 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | — | +4,308 | 157.5K | +3% | — |
| D | 2024-05-29 | 2024-05-28 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | — | -17.1K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-28 | F | D | 8,499 | $18.41 | 35,107 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-28 | M | A | 17,140 | $18.41 | 43,606 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 1,418.44 | — | 96,191.44 | D | — · — to — | 1,418.44 Common Stock | (F4) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 731.2560 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 687.1791 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-05-28 | M | D | 17,140 | — | 0 | D | — · — to — | 17,140 Common Stock | (F2) As previously reported, on 05/28/21 the reporting person was granted 46,992 restricted stock units ("RSUs"), 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which vested on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 124.3934 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 116.8955 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,476 vested dividend equivalent rights and a de minimus adjustment of 0.2313 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 500.79 | — | 35,038.79 | D | — · — to — | 500.79 Common Stock | (F3) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 258.1735 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 242.6119 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 2,388.97 | — | 157,475.97 | D | — · — to — | 2,388.97 Common Stock | (F5) As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,231.6011 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |