Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-05-31 00:00:00 ET · period of report 2024-05-30 · accession 0001062993-24-011546 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-31 | 2024-05-30 | ALSN | Basso Rafael | VP, Ops | M - OptEx | $44.14 | +12.6K | 13.4K | +1,639% | +$557.3K |
| D | 2024-05-31 | 2024-05-30 | ALSN | Basso Rafael | VP, Ops | S - Sale+OE | $74.48 | -12.6K | 4,624 | -73% | -$940.2K |
| DM | 2024-05-31 | 2024-05-30 | ALSN | Basso Rafael | VP, Ops | M - OptEx | $0.00 | -12.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-30 | M | A | 2,930 | $43.30 | 9,629 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-30 | S | D | 12,624 | $74.48 | 4,624 | D | — | — | (F1) This sale was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2024. |
| 3 | Common | Common Stock | 2024-05-30 | M | A | 3,854 | $43.24 | 17,248 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-30 | M | A | 2,075 | $37.11 | 6,699 | D | — | — | |
| 5 | Common | Common Stock | 2024-05-30 | M | A | 3,765 | $49.60 | 13,394 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-05-30 | M | D | 2,930 | $0.00 | 0 | D | $43.30 · — to 2028-02-07 | 2,930 Common Stock | (F3) The option vested on February 7, 2021. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-05-30 | M | D | 3,765 | $0.00 | 0 | D | $49.60 · — to 2029-02-20 | 3,765 Common Stock | (F4) The option vested on February 20, 2022. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-05-30 | M | D | 3,854 | $0.00 | 0 | D | $43.24 · — to 2030-02-25 | 3,854 Common Stock | (F5) The option vested on February 25, 2023. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-05-30 | M | D | 2,075 | $0.00 | 0 | D | $37.11 · — to 2027-02-21 | 2,075 Common Stock | (F2) The option vested on February 22, 2020. |