Form 4 for ROKU ROKU, INC
Accepted 2024-06-05 00:00:00 ET · period of report 2024-06-03 · accession 0001062993-24-012011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-05 | 2024-06-03 | ROKU | KAY STEPHEN H | SVP GC, Sec | M - OptEx | $0.00 | +7,735 | 89.2K | +9% | $0 |
| D | 2024-06-05 | 2024-06-03 | ROKU | KAY STEPHEN H | SVP GC, Sec | F - Tax | $57.94 | -3,836 | 85.4K | -4% | -$222.3K |
| D | 2024-06-05 | 2024-06-04 | ROKU | KAY STEPHEN H | SVP GC, Sec | S - Sale+OE | $57.09 | -3,322 | 82.0K | -4% | -$189.7K |
| DM | 2024-06-05 | 2024-06-03 | ROKU | KAY STEPHEN H | SVP GC, Sec | M - OptEx | $0.00 | -7,735 | 2,289 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-03 | M | A | 7,735 | $0.00 | 89,194 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-06-03 | F | D | 3,836 | $57.94 | 85,358 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024. |
| 3 | Common | Class A Common Stock | 2024-06-04 | S | D | 3,322 | $57.09 | 82,036 | D | — | — | (F2) Shares sold pursuant to Mr. Kay's 10b5-1 plan. |
| 4 | Derivative | Restricted Stock Unit | 2024-06-03 | M | D | 4,439 | $0.00 | 39,950 | D | — · — to — | 4,439 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2024-06-03 | M | D | 2,151 | $0.00 | 8,605 | D | — · — to — | 2,151 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. |
| 6 | Derivative | Restricted Stock Unit | 2024-06-03 | M | D | 1,145 | $0.00 | 2,289 | D | — · — to — | 1,145 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024. |