Form 4 for ROKU ROKU, INC
Accepted 2024-06-10 00:00:00 ET · period of report 2024-06-06 · accession 0001062993-24-012329 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-10 | 2024-06-10 | ROKU | Ahuja Ravi | Dir | M - OptEx | $0.00 | +2,164 | 5,753 | +60% | $0 |
| DM | 2024-06-10 | 2024-06-06 | ROKU | Ahuja Ravi | Dir | A - Grant | $0.00 | +5,681 | 3,652 | New | $0 |
| D | 2024-06-10 | 2024-06-10 | ROKU | Ahuja Ravi | Dir | M - OptEx | $0.00 | -2,164 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-10 | M | A | 2,164 | $0.00 | 5,753 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-06-06 | A | A | 2,029 | $0.00 | 2,029 | D | — · 2025-06-06 to — | 2,029 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F2) This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. |
| 3 | Derivative | Stock Options (right to buy) | 2024-06-06 | A | A | 3,652 | $0.00 | 3,652 | D | $57.97 · — to 2034-06-05 | 3,652 Class A Common Stock | (F3) The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. |
| 4 | Derivative | Restricted Stock Unit | 2024-06-10 | M | D | 2,164 | $0.00 | 0 | D | — · 2024-06-10 to — | 2,164 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. |