Form 4 for ROKU ROKU, INC
Accepted 2024-06-10 00:00:00 ET · period of report 2024-06-06 · accession 0001062993-24-012332 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-10 | 2024-06-10 | ROKU | Fyfield Mai | Dir | M - OptEx | $0.00 | +2,164 | 3,909 | +124% | $0 |
| D | 2024-06-10 | 2024-06-10 | ROKU | Fyfield Mai | Dir | S - Sale+OE | $57.88 | -650 | 3,259 | -17% | -$37.6K |
| D | 2024-06-10 | 2024-06-10 | ROKU | Fyfield Mai | Dir | M - OptEx | $0.00 | -2,164 | 0 | -100% | $0 |
| DM | 2024-06-10 | 2024-06-06 | ROKU | Fyfield Mai | Dir | A - Grant | $0.00 | +5,681 | 2,029 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-10 | M | A | 2,164 | $0.00 | 3,909 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-06-10 | S | D | 650 | $57.88 | 3,259 | D | — | — | (F1) These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award that was granted on June 8, 2023. |
| 3 | Derivative | Restricted Stock Unit | 2024-06-10 | M | D | 2,164 | $0.00 | 0 | D | — · 2024-06-10 to — | 2,164 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. |
| 4 | Derivative | Stock Options (right to buy) | 2024-06-06 | A | A | 3,652 | $0.00 | 3,652 | D | $57.97 · — to 2034-06-05 | 3,652 Class A Common Stock | (F4) The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. |
| 5 | Derivative | Restricted Stock Unit | 2024-06-06 | A | A | 2,029 | $0.00 | 2,029 | D | — · 2025-06-06 to — | 2,029 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. |