Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-06-13 00:00:00 ET · period of report 2024-06-11 · accession 0001062993-24-012596 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-13 | 2024-06-11 | HPE | Karros Kirt P | SVP, Treas, FP, A | M - OptEx | $14.67 | +30.7K | 30.7K | New | +$450.2K |
| D | 2024-06-13 | 2024-06-11 | HPE | Karros Kirt P | SVP, Treas, FP, A | S - Sale+OE | $20.49 | -30.7K | 0 | -100% | -$628.8K |
| D | 2024-06-13 | 2024-06-11 | HPE | Karros Kirt P | SVP, Treas, FP, A | M - OptEx | $0.00 | -30.7K | 0 | -100% | $0 |
| DM | 2024-06-13 | 2024-01-11 | HPE | Karros Kirt P | SVP, Treas, FP, A | A - Grant | — | +3,134 | 94.5K | +3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-11 | M | A | 30,686 | $14.67 | 30,686 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-11 | S | D | 30,686 | $20.49 | 0 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.385 to $20.645. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-06-11 | M | D | 30,686 | $0.00 | 0 | D | $14.67 · 2017-12-07 to 2024-12-07 | 30,686 Common Stock | (F2) This option became exercisable beginning on this date and is fully vested. (F3) This option is no longer exercisable beginning on this date. |
| 4 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 250.39 | — | 17,519.39 | D | — · — to — | 250.39 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 129.0867 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 121.3060 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 1,449.95 | — | 98,328.95 | D | — · — to — | 1,449.95 Common Stock | (F6) As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 747.5040 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 702.4478 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 1,433.38 | — | 94,485.38 | D | — · — to — | 1,433.38 Common Stock | (F7) As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 738.9591 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |