Form 4 for SWKHL SWK Holdings Corp
Accepted 2024-07-01 00:00:00 ET · period of report 2024-06-27 · accession 0001062993-24-013244 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-07-01 | 2024-06-27+ | SWKHL | Pennington Marcus Edward | Dir | A - Grant | $16.91 | +4,304 | 22.2K | +24% | +$72.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-27 | A | A | 3,253 | $16.91 | 21,176 | D | — | — | (F1) Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date. |
| 2 | Common | Common Stock | 2024-07-01 | A | A | 1,051 | $16.89 | 22,227 | D | — | — | (F2) Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. |