Form 4 for QTI QT IMAGING HOLDINGS, INC.
Accepted 2024-07-09 00:00:00 ET · period of report 2024-07-03 · accession 0001062993-24-013607 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-07-09 | 2024-07-05 | QTI | GigAcquisitions5, LLC | 10% | J - Other | $0.00 | -105.8K | 5.74M | -2% | $0 |
| D | 2024-07-09 | 2024-07-03 | QTI | GigAcquisitions5, LLC | 10% | A - Grant | $0.00 | +40.0K | 40.0K | New | $0 |
| DI | 2024-07-09 | 2024-07-05 | QTI | GigAcquisitions5, LLC | 10% | J - Other | $0.00 | -105.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-05 | J | D | 105,773 | $0.00 | 5,735,000 | I By GigAcquisitions5, LLC | — | — | (F2) The total reported shares is a result of the deduction of the number of disposed shares of Common Stock from 5,840,773 shares of Common Stock as previously reported in Form 4 filed by the Reporting Person on July 1, 2024. (F3) The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. |
| 2 | Derivative | Stock Option (right to buy) | 2024-07-03 | A | A | 40,000 | $0.00 | 40,000 | D By GigAcquisitions5, LLC | $0.75 · — to 2034-07-03 | 40,000 Common Stock | (F3) The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor. (F4) One-third of the option will vest on February 15, 2025, and the remaining two thirds will vest in eight equal quarterly installments on each subsequent May 15, August 15, November 15 and February 15, such that the option will be fully vested on February 15, 2027, subject to Dr. Katz's continued service to the Issuer, through each vesting date. |
| 3 | Derivative | Private Warrants | 2024-07-05 | J | D | 105,773 | $0.00 | 0 | I | $2.30 · 2024-04-03 to 2029-03-04 | 105,773 Common Stock |