Form 4 for CELC Celcuity Inc.
Accepted 2024-08-22 00:00:00 ET · period of report 2024-08-20 · accession 0001062993-24-015560 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-08-22 | 2024-08-20 | CELC | Sullivan Brian F. | CEO, Dir | G - Gift | $0.00 | -189.1K | 0 | -100% | $0 |
| D | 2024-08-22 | 2024-08-20 | CELC | Sullivan Brian F. | CEO, Dir | G - Gift | $0.00 | +189.1K | 1.34M | +16% | $0 |
| DM | 2024-08-22 | 2024-08-20 | CELC | Sullivan Brian F. | CEO, Dir | A - Grant | $0.00 | +400.0K | 150.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-20 | G | D | 189,103 | $0.00 | 0 | I By Spouse | — | — | |
| 2 | Common | Common Stock | 2024-08-20 | G | A | 189,103 | $0.00 | 1,342,374 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2024-08-20 | A | A | 250,000 | $0.00 | 250,000 | D | $17.04 · — to 2034-08-20 | 250,000 Common Stock | (F11) 62,500 shares vest on 8/20/25; the remaining 187,500 shares vest 1/36th per month thereafter. |
| 4 | Derivative | Stock Option (performance) | 2024-08-20 | A | A | 150,000 | $0.00 | 150,000 | D | $17.04 · — to 2034-08-20 | 150,000 Common Stock | (F12) Option vests in 1/4th increments upon Celcuity's common stock achieving certain stock price performance milestones. |