Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2024-08-30 00:00:00 ET · period of report 2024-08-28 · accession 0001062993-24-015937 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-30 | 2024-08-29 | DRK | Kalbfleisch Kurt L. | SVP, CFO | S - Sale+OE | $0.95 | -11.0K | 136.5K | -7% | -$10.4K |
| D | 2024-08-30 | 2024-08-28 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | +23.3K | 147.5K | +19% | — |
| D | 2024-08-30 | 2024-08-28 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | -23.3K | 93.6K | -20% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-29 | S | D | 11,000 | $0.95 | 136,515 | D | — | — | (F2) This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on August 28, 2024. |
| 2 | Common | Common Stock | 2024-08-28 | M | A | 23,326 | — | 147,515 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2024-08-28 | M | D | 23,326 | — | 93,638 | D | — · — to — | 23,326 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F3) The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 9/30/24 until 12/31/25 and 11,717 vest on 3/31/26. |