Form 4 for PMTS CPI Card Group Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-08-30 · accession 0001062993-24-016142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-04 | 2024-08-31 | PMTS | Lowe John Daniel | Pres, CEO, Dir | M - OptEx | — | +5,069 | 20.5K | +33% | — |
| D | 2024-09-04 | 2024-08-31 | PMTS | Lowe John Daniel | Pres, CEO, Dir | F - Tax | $28.64 | -2,230 | 18.2K | -11% | -$63.9K |
| D | 2024-09-04 | 2024-08-30 | PMTS | Lowe John Daniel | Pres, CEO, Dir | A - Grant | $0.00 | +12.4K | 12.4K | New | $0 |
| DM | 2024-09-04 | 2024-08-31 | PMTS | Lowe John Daniel | Pres, CEO, Dir | M - OptEx | $0.00 | -5,069 | 1,112 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-31 | M | A | 5,069 | — | 20,479 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. |
| 2 | Common | Common Stock | 2024-08-31 | F | D | 2,230 | $28.64 | 18,249 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-08-30 | A | A | 12,393 | $0.00 | 12,393 | D | — · — to — | 12,393 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. (F3) 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
| 4 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 3,956 | $0.00 | 7,910 | D | — · — to — | 3,956 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. (F5) This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
| 5 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 1,113 | $0.00 | 1,112 | D | — · — to — | 1,113 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. (F4) This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |