Form 4 for ROKU ROKU, INC
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-03 · accession 0001062993-24-016227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-05 | 2024-09-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | +8,278 | 8,278 | New | $0 |
| D | 2024-09-05 | 2024-09-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | F - Tax | $65.22 | -3,258 | 5,020 | -39% | -$212.5K |
| D | 2024-09-05 | 2024-09-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | A - Grant | $0.00 | +575 | 575 | New | $0 |
| D | 2024-09-05 | 2024-09-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | -8,278 | 66.2K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-03 | M | A | 8,278 | $0.00 | 8,278 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-03 | F | D | 3,258 | $65.22 | 5,020 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-09-03 | A | A | 575 | $0.00 | 575 | D | $65.22 · 2024-09-03 to 2034-09-02 | 575 Class A Common Stock | (F4) This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33. |
| 4 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 8,278 | $0.00 | 66,221 | D | — · — to — | 8,278 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |