Form 4 for ROKU ROKU, INC
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-03 · accession 0001062993-24-016230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-05 | 2024-09-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | +3,333 | 9,127 | +58% | $0 |
| D | 2024-09-05 | 2024-09-04 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | S - Sale+OE | $64.39 | -208 | 7,264 | -3% | -$13.4K |
| D | 2024-09-05 | 2024-09-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | F - Tax | $65.22 | -1,655 | 7,472 | -18% | -$107.9K |
| DM | 2024-09-05 | 2024-09-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | -3,333 | 11.2K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-03 | M | A | 3,333 | $0.00 | 9,127 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-04 | S | D | 208 | $64.39 | 7,264 | D | — | — | (F2) Shares sold pursuant to Mr. Banks' 10b5-1 plan. |
| 3 | Common | Class A Common Stock | 2024-09-03 | F | D | 1,655 | $65.22 | 7,472 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024. |
| 4 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 148 | $0.00 | 742 | D | — · — to — | 148 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 5 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 749 | $0.00 | 1,495 | D | — · — to — | 749 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 6 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 360 | $0.00 | 719 | D | — · — to — | 360 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021. |
| 7 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 828 | $0.00 | 6,622 | D | — · — to — | 828 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 1,248 | $0.00 | 11,238 | D | — · — to — | 1,248 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |