Form 4 for ROKU ROKU, INC
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-03 · accession 0001062993-24-016232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-05 | 2024-09-04 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | S - Sale+OE | $64.39 | -1,693 | 38.6K | -4% | -$109.0K |
| D | 2024-09-05 | 2024-09-03 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | M - OptEx | $0.00 | +6,413 | 43.8K | +17% | $0 |
| D | 2024-09-05 | 2024-09-03 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | F - Tax | $65.22 | -3,548 | 40.3K | -8% | -$231.4K |
| DM | 2024-09-05 | 2024-09-03 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | M - OptEx | $0.00 | -6,413 | 3,746 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-04 | S | D | 1,693 | $64.39 | 38,602 | D | — | — | (F2) Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan. |
| 2 | Common | Class A Common Stock | 2024-09-03 | M | A | 6,413 | $0.00 | 43,843 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-09-03 | F | D | 3,548 | $65.22 | 40,295 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024. |
| 4 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 2,623 | $0.00 | 20,984 | D | — · — to — | 2,623 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 2,542 | $0.00 | 7,627 | D | — · — to — | 2,542 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. |
| 6 | Derivative | Restricted Stock Unit | 2024-09-03 | M | D | 1,248 | $0.00 | 3,746 | D | — · — to — | 1,248 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2024. |