Form 4 for DELL Dell Technologies
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-16 · accession 0001062993-24-016758 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-18 | 2024-09-16+ | DELL | DELL MICHAEL S | CEO, Dir, 10% | M - OptEx | $0.00 | +26.50M | 36.91M | +255% | $0 |
| DM | 2024-09-18 | 2024-09-16+ | DELL | DELL MICHAEL S | CEO, Dir, 10% | S - Sale+OE | $115.47 | -2.68M | 11.91M | -18% | -$309.72M |
| DM | 2024-09-18 | 2024-09-16+ | DELL | DELL MICHAEL S | CEO, Dir, 10% | M - OptEx | $0.00 | -26.50M | 271.83M | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2024-09-16 | M | A | 1,500,000 | $0.00 | 14,594,517 | D | — | — | |
| 2 | Common | Class C Common Stock | 2024-09-16 | S | D | 61,808 | $112.79 | 14,532,709 | D | — | — | (F1) The price reported in Column 4 represents a weighted average sales price of $112.7876. These shares were sold in multiple transactions at prices ranging from $112.23 to $112.9999 inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 1 through 8 of this Form 4. |
| 3 | Common | Class C Common Stock | 2024-09-17 | S | D | 119,206 | $115.75 | 13,339,585 | D | — | — | (F5) The price reported in Column 4 represents a weighted average sales price of $115.7501. These shares were sold in multiple transactions at prices ranging from $115.0518 to $115.9999 inclusive. |
| 4 | Common | Class C Common Stock | 2024-09-16 | S | D | 386,247 | $115.19 | 13,458,791 | D | — | — | (F4) The price reported in Column 4 represents a weighted average sales price of $115.1906. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.80 inclusive. |
| 5 | Common | Class C Common Stock | 2024-09-17 | M | A | 25,000,000 | $0.00 | 36,912,241 | D | — | — | |
| 6 | Common | Class C Common Stock | 2024-09-16 | S | D | 422,918 | $114.42 | 13,845,038 | D | — | — | (F3) The price reported in Column 4 represents a weighted average sales price of $114.4169. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.9999 inclusive. |
| 7 | Common | Class C Common Stock | 2024-09-17 | S | D | 17,198 | $117.45 | 11,914,741 | D | — | — | (F7) The price reported in Column 4 represents a weighted average sales price of $117.4549. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.88 inclusive. |
| 8 | Common | Class C Common Stock | 2024-09-16 | S | D | 264,753 | $113.33 | 14,267,956 | D | — | — | (F2) The price reported in Column 4 represents a weighted average sales price of $113.3310. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.9999 inclusive. |
| 9 | Common | Class C Common Stock | 2024-09-17 | S | D | 1,407,646 | $116.33 | 11,931,939 | D | — | — | (F6) The price reported in Column 4 represents a weighted average sales price of $116.3332. These shares were sold in multiple transactions at prices ranging from $116.00 to $116.9948 inclusive. |
| 10 | Common | Class C Common Stock | 2024-09-17 | S | D | 2,500 | $118.08 | 11,912,241 | D | — | — | (F8) The price reported in Column 4 represents a weighted average sales price of $118.0778. These shares were sold in multiple transactions at prices ranging from $118.02 to $118.17 inclusive. |
| 11 | Derivative | Class A Common Stock | 2024-09-16 | M | D | 1,500,000 | $0.00 | 296,834,081 | D | $0.00 · — to — | 1,500,000 Class C Common Stock | (F10) Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. |
| 12 | Derivative | Class A Common Stock | 2024-09-17 | M | D | 25,000,000 | $0.00 | 271,834,081 | D | $0.00 · — to — | 25,000,000 Class C Common Stock | (F10) Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. |