Form 4 for DHI D. R. Horton
Accepted 2024-11-01 00:00:00 ET · period of report 2024-10-30 · accession 0001062993-24-018202 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-01 | 2024-10-30 | DHI | Auld David V | Executive COB, Dir | M - OptEx | $0.00 | +200.0K | 956.3K | +26% | $0 |
| D | 2024-11-01 | 2024-10-30 | DHI | Auld David V | Executive COB, Dir | A - Grant | $0.00 | +10.5K | 966.8K | +1% | $0 |
| D | 2024-11-01 | 2024-10-30 | DHI | Auld David V | Executive COB, Dir | F - Tax | $166.30 | -82.9K | 884.0K | -9% | -$13.78M |
| D | 2024-11-01 | 2024-10-30 | DHI | Auld David V | Executive COB, Dir | M - OptEx | $0.00 | -200.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-30 | M | A | 200,000 | $0.00 | 956,271 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2024. (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |
| 2 | Common | Common Stock | 2024-10-30 | A | A | 10,549 | $0.00 | 966,820 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2024. |
| 3 | Common | Common Stock | 2024-10-30 | F | D | 82,852 | $166.30 | 883,968 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations of the 210,549 shares of DHI common stock referenced in note 1 above. (F4) Following all transactions listed on this Form 4, Mr. Auld owns directly 883,968 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock. |
| 4 | Derivative | Restricted Stock Unit | 2024-10-30 | M | D | 200,000 | $0.00 | 0 | D | — · — to 2024-10-30 | 200,000 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |