Form 4 for OTIS Otis Worldwide
Accepted 2024-11-04 00:00:00 ET · period of report 2024-11-01 · accession 0001062993-24-018254 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-04 | 2024-11-01 | OTIS | Embree Tracy A | Pres, Otis Americas | F - Tax | $99.44 | -8,762 | 1,616 | -84% | -$871.3K |
| DM | 2024-11-04 | 2024-11-01 | OTIS | Embree Tracy A | Pres, Otis Americas | M - OptEx | — | +25.3K | 2,687 | New | — |
| DM | 2024-11-04 | 2024-11-01 | OTIS | Embree Tracy A | Pres, Otis Americas | M - OptEx | $0.00 | -25.3K | 5,383 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-01 | F | D | 7,691 | $99.44 | 16,520 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-01 | M | A | 22,595 | — | 24,211 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 3 | Common | Common Stock | 2024-11-01 | M | A | 2,687 | — | 2,687 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 4 | Common | Common Stock | 2024-11-01 | F | D | 1,071 | $99.44 | 1,616 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-11-01 | M | D | 22,595 | $0.00 | 22,598 | D | — · — to — | 22,595 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F3) On November 1, 2023, the reporting person was granted 44,496 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date. |
| 6 | Derivative | Restricted Stock Units | 2024-11-01 | M | D | 2,687 | $0.00 | 5,383 | D | — · — to — | 2,687 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F2) On November 1, 2023, the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date. |