Form 4 for ROKU ROKU, INC
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001062993-24-019375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | ROKU | Pentland Adele Louise | SVP GC, Sec | F - Tax | $68.87 | -8,242 | 12.7K | -39% | -$567.6K |
| D | 2024-11-19 | 2024-11-15 | ROKU | Pentland Adele Louise | SVP GC, Sec | M - OptEx | $0.00 | +20.9K | 21.0K | +59,843% | $0 |
| D | 2024-11-19 | 2024-11-15 | ROKU | Pentland Adele Louise | SVP GC, Sec | M - OptEx | $0.00 | -20.9K | 146.6K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-15 | F | D | 8,242 | $68.87 | 12,738 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. |
| 2 | Common | Class A Common Stock | 2024-11-15 | M | A | 20,945 | $0.00 | 20,980 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 20,945 | $0.00 | 146,617 | D | — · — to — | 20,945 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2024. |