Form 4 for ROKU ROKU, INC
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001062993-24-019376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | F - Tax | $68.87 | -6,969 | 44.2K | -14% | -$480.0K |
| D | 2024-11-19 | 2024-11-18 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | S - Sale+OE | $71.28 | -1,694 | 42.5K | -4% | -$120.7K |
| D | 2024-11-19 | 2024-11-15 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | M - OptEx | $0.00 | +12.6K | 51.2K | +33% | $0 |
| DM | 2024-11-19 | 2024-11-15 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | M - OptEx | $0.00 | -12.6K | 4,605 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-15 | F | D | 6,969 | $68.87 | 44,231 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. |
| 2 | Common | Class A Common Stock | 2024-11-18 | S | D | 1,694 | $71.28 | 42,537 | D | — | — | (F2) Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan. |
| 3 | Common | Class A Common Stock | 2024-11-15 | M | A | 12,598 | $0.00 | 51,200 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 2,623 | $0.00 | 18,361 | D | — · — to — | 2,623 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 4,650 | $0.00 | 51,156 | D | — · — to — | 4,650 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 1,249 | $0.00 | 2,497 | D | — · — to — | 1,249 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2024. |
| 7 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 2,542 | $0.00 | 5,085 | D | — · — to — | 2,542 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. |
| 8 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 1,534 | $0.00 | 4,605 | D | — · — to — | 1,534 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024. |