Form 4 for ROKU ROKU, INC
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001062993-24-019378 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | ROKU | Collier Charles | Pres, Roku Media | F - Tax | $68.87 | -15.0K | 14.6K | -51% | -$1.03M |
| D | 2024-11-19 | 2024-11-15 | ROKU | Collier Charles | Pres, Roku Media | M - OptEx | $0.00 | +29.3K | 29.5K | +14,670% | $0 |
| DM | 2024-11-19 | 2024-11-18+ | ROKU | Collier Charles | Pres, Roku Media | S - Sale+OE | $72.11 | -14.4K | 200 | -99% | -$1.04M |
| D | 2024-11-19 | 2024-11-15 | ROKU | Collier Charles | Pres, Roku Media | M - OptEx | $0.00 | -29.3K | 234.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-15 | F | D | 14,979 | $68.87 | 14,561 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. |
| 2 | Common | Class A Common Stock | 2024-11-15 | M | A | 29,340 | $0.00 | 29,540 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-11-18 | S | D | 3,625 | $71.60 | 3,790 | D | — | — | (F2) Shares sold pursuant to Mr. Collier's 10b5-1 plan. (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.37 to $71.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2024-11-18 | S | D | 7,146 | $70.91 | 7,415 | D | — | — | (F2) Shares sold pursuant to Mr. Collier's 10b5-1 plan. (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.35 to $71.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2024-11-19 | S | D | 3,590 | $75.00 | 200 | D | — | — | (F2) Shares sold pursuant to Mr. Collier's 10b5-1 plan. |
| 6 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 29,340 | $0.00 | 234,718 | D | — · — to — | 29,340 Class A Common | (F5) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023. |