Form 4 for ROKU ROKU, INC
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001062993-24-019379 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | F - Tax | $68.87 | -8,161 | 25.3K | -24% | -$562.0K |
| D | 2024-11-19 | 2024-11-15 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | M - OptEx | $0.00 | +16.5K | 33.5K | +97% | $0 |
| DM | 2024-11-19 | 2024-11-15 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | M - OptEx | $0.00 | -16.5K | 74.7K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-15 | F | D | 8,161 | $68.87 | 25,335 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. |
| 2 | Common | Class A Common Stock | 2024-11-15 | M | A | 16,457 | $0.00 | 33,496 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 4,910 | $0.00 | 34,368 | D | — · — to — | 4,910 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 4,758 | $0.00 | 9,518 | D | — · — to — | 4,758 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. |
| 5 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 6,789 | $0.00 | 74,688 | D | — · — to — | 6,789 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |