Form 4 for ROKU ROKU, INC
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001062993-24-019380 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | ROKU | Jedda Dan | CFO | M - OptEx | $0.00 | +21.9K | 75.2K | +41% | $0 |
| D | 2024-11-19 | 2024-11-15 | ROKU | Jedda Dan | CFO | F - Tax | $68.87 | -8,623 | 66.6K | -11% | -$593.9K |
| D | 2024-11-19 | 2024-11-19 | ROKU | Jedda Dan | CFO | S - Sale+OE | $75.00 | -1,000 | 65.6K | -2% | -$75.0K |
| DM | 2024-11-19 | 2024-11-15 | ROKU | Jedda Dan | CFO | M - OptEx | $0.00 | -21.9K | 12.6K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-15 | M | A | 21,911 | $0.00 | 75,178 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-11-15 | F | D | 8,623 | $68.87 | 66,555 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. |
| 3 | Common | Class A Common Stock | 2024-11-19 | S | D | 1,000 | $75.00 | 65,555 | D | — | — | (F2) Shares sold pursuant to Mr. Jedda's 10b5-1 plan. |
| 4 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 17,726 | $0.00 | 177,262 | D | — · — to — | 17,726 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2024-11-15 | M | D | 4,185 | $0.00 | 12,557 | D | — · — to — | 4,185 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024. |