Form 4 for SRE Sempra
Accepted 2024-11-20 00:00:00 ET · period of report 2024-11-19 · accession 0001062993-24-019422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-20 | 2024-11-19 | SRE | MIHALIK TREVOR I | Executive VP, Group Pres | F - Tax | $93.38 | -120.2K | 34.9K | -78% | -$11.23M |
| D | 2024-11-20 | 2024-11-20 | SRE | MIHALIK TREVOR I | Executive VP, Group Pres | S - Sale+OE | $93.09 | -23.7K | 11.2K | -68% | -$2.21M |
| DM | 2024-11-20 | 2024-11-19 | SRE | MIHALIK TREVOR I | Executive VP, Group Pres | M - OptEx | $62.87 | +143.9K | 42.2K | New | +$9.05M |
| DM | 2024-11-20 | 2024-11-19 | SRE | MIHALIK TREVOR I | Executive VP, Group Pres | M - OptEx | $0.00 | -143.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-19 | F | D | 120,231 | $93.38 | 34,903.09 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-20 | S | D | 23,713 | $93.09 | 11,190.09 | D | — | — | (F1) Weighted average of sales prices. Actual prices range from $92.835 to $93.39. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra. |
| 3 | Common | Common Stock | 2024-11-19 | M | A | 81,036 | $61.90 | 155,134.09 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-19 | M | A | 31,884 | $74.56 | 74,098.09 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-19 | M | A | 31,024 | $53.38 | 42,214.09 | D | — | — | |
| 6 | Derivative | Employee Stock Options (1/2/2019-31,024) | 2024-11-19 | M | D | 31,024 | $0.00 | 0 | D | $53.38 · — to 2029-01-01 | 31,024 Common Stock | (F2) Each option award was granted on the date and as to the total number of shares indicated parenthetically and became exercisable in three equal annual installments beginning on the first anniversary of the date of grant. For all purposes in this form, the total number of shares subject to each option award and its exercise price reflect the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023. |
| 7 | Derivative | Employee Stock Options (1/4/2021-81,036) | 2024-11-19 | M | D | 81,036 | $0.00 | 0 | D | $61.90 · — to 2031-01-03 | 81,036 Common Stock | (F2) Each option award was granted on the date and as to the total number of shares indicated parenthetically and became exercisable in three equal annual installments beginning on the first anniversary of the date of grant. For all purposes in this form, the total number of shares subject to each option award and its exercise price reflect the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023. |
| 8 | Derivative | Employee Stock Options (1/2/2020-31,884) | 2024-11-19 | M | D | 31,884 | $0.00 | 0 | D | $74.56 · — to 2030-01-01 | 31,884 Common Stock | (F2) Each option award was granted on the date and as to the total number of shares indicated parenthetically and became exercisable in three equal annual installments beginning on the first anniversary of the date of grant. For all purposes in this form, the total number of shares subject to each option award and its exercise price reflect the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023. |