Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-07 · accession 0001062993-24-020417 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-10 | 2024-12-07+ | HPE | MacDonald Neil B | EVP, GM of Compute HPC AI | M - OptEx | $23.95 | +99.7K | 198.6K | +101% | +$2.39M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | MacDonald Neil B | EVP, GM of Compute HPC AI | F - Tax | $23.95 | -110.7K | 145.5K | -43% | -$2.65M |
| DM | 2024-12-10 | 2024-12-07 | HPE | MacDonald Neil B | EVP, GM of Compute HPC AI | A - Grant | $23.95 | +125.7K | 184.5K | +214% | +$3.01M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | MacDonald Neil B | EVP, GM of Compute HPC AI | M - OptEx | — | -99.7K | 46.6K | -68% | — |
| D | 2024-12-10 | 2024-10-18 | HPE | MacDonald Neil B | EVP, GM of Compute HPC AI | A - Grant | — | +195.17 | 34.0K | +0.6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-08 | M | A | 46,567 | $23.95 | 218,820.72 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-08 | F | D | 22,055 | $23.95 | 196,765.72 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-07 | F | D | 26,349 | $23.95 | 172,253.72 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-07 | M | A | 53,142 | $23.95 | 198,602.72 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-07 | A | A | 46,952 | $23.95 | 129,020.72 | D | — | — | (F2) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. (F1) The total beneficial ownership includes the acquisition of 7.5860 shares at $20.4968 per share received on 10/21/24 through dividends paid in shares. |
| 6 | Common | Common Stock | 2024-12-07 | F | D | 23,280 | $23.95 | 105,740.72 | D | — | — | |
| 7 | Common | Common Stock | 2024-12-07 | A | A | 78,780 | $23.95 | 184,520.72 | D | — | — | (F3) On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 8 | Common | Common Stock | 2024-12-07 | F | D | 39,060 | $23.95 | 145,460.72 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2024-12-07 | M | D | 53,142 | — | 106,284 | D | — · — to — | 53,142 Common Stock | (F7) As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2024-12-08 | M | D | 46,567 | — | 46,567 | D | — · — to — | 46,567 Common Stock | (F6) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2024-10-18 | A | A | 195.17 | — | 33,959.01 | D | — · — to — | 195.17 Common Stock | (F5) As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |