Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-07 · accession 0001062993-24-020419 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-10 | 2024-12-07+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | F - Tax | $23.95 | -112.8K | 58.8K | -66% | -$2.70M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | $23.95 | +101.8K | 174.0K | +141% | +$2.44M |
| DM | 2024-12-10 | 2024-12-07 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | $23.95 | +125.7K | 82.1K | New | +$3.01M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | — | -101.8K | 48.7K | -68% | — |
| D | 2024-12-10 | 2024-07-18 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | — | +408.73 | 35.4K | +1% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-08 | F | D | 24,135 | $23.95 | 149,833 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-07 | F | D | 26,349 | $23.95 | 125,292 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-07 | M | A | 53,142 | $23.95 | 151,641 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-07 | F | D | 39,060 | $23.95 | 98,499 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-07 | A | A | 78,780 | $23.95 | 137,559 | D | — | — | (F2) On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 6 | Common | Common Stock | 2024-12-07 | F | D | 23,280 | $23.95 | 58,779 | D | — | — | |
| 7 | Common | Common Stock | 2024-12-07 | A | A | 46,952 | $23.95 | 82,059 | D | — | — | (F1) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 8 | Common | Common Stock | 2024-12-08 | M | A | 48,676 | $23.95 | 173,968 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2024-12-07 | M | D | 53,142 | — | 106,284 | D | — · — to — | 53,142 Common Stock | (F6) As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2024-12-08 | M | D | 48,676 | — | 48,674 | D | — · — to — | 48,676 Common Stock | (F5) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 579.1321 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 578.5723 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,635 vested dividend equivalent rights and a de minimus adjustment of 0.8605 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2024-07-18 | A | A | 408.73 | — | 35,447.52 | D | — · — to — | 408.73 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 204.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 204.2678 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |