Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-07 · accession 0001062993-24-020420 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-10 | 2024-12-07+ | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | $23.95 | +326.4K | 2.05M | +19% | +$7.82M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | Neri Antonio F | Pres, CEO, Dir | F - Tax | $23.95 | -308.4K | 1.89M | -14% | -$7.39M |
| DM | 2024-12-10 | 2024-12-07 | HPE | Neri Antonio F | Pres, CEO, Dir | A - Grant | $23.95 | +466.1K | 1.71M | +37% | +$11.16M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | — | -326.4K | 340.1K | -49% | — |
| D | 2024-12-10 | 2024-10-18 | HPE | Neri Antonio F | Pres, CEO, Dir | A - Grant | — | +852.14 | 148.1K | +0.6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-07 | M | A | 170,055 | $23.95 | 1,961,356 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-07 | F | D | 103,333 | $23.95 | 1,791,301 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-07 | A | A | 262,598 | $23.95 | 1,894,634 | D | — | — | (F2) On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 4 | Common | Common Stock | 2024-12-07 | F | D | 80,062 | $23.95 | 1,632,036 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-07 | A | A | 203,457 | $23.95 | 1,712,098 | D | — | — | (F1) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 6 | Common | Common Stock | 2024-12-08 | M | A | 156,363 | $23.95 | 2,050,801 | D | — | — | |
| 7 | Common | Common Stock | 2024-12-08 | F | D | 58,057 | $23.95 | 1,992,744 | D | — | — | |
| 8 | Common | Common Stock | 2024-12-07 | F | D | 66,918 | $23.95 | 1,894,438 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2024-12-08 | M | D | 156,363 | — | 156,363 | D | — · — to — | 156,363 Common Stock | (F5) As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,856.6124 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 8,620 vested dividend equivalent rights and a de minimus adjustment of 0.2844 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2024-10-18 | A | A | 852.14 | — | 148,054.21 | D | — · — to — | 852.14 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.1377 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2024-12-07 | M | D | 170,055 | — | 340,108 | D | — · — to — | 170,055 Common Stock | (F6) As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 165,426 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,118.2281 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 4,629 vested dividend equivalent rights and a de minimus adjustment of 0.8391 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |