Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-07 · accession 0001062993-24-020422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-10 | 2024-12-07 | HPE | SCHULTZ JOHN F | EVP, COLO | A - Grant | $23.95 | +207.5K | 411.0K | +102% | +$4.97M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | SCHULTZ JOHN F | EVP, COLO | F - Tax | $23.95 | -134.7K | 446.9K | -23% | -$3.23M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | $23.95 | +138.6K | 518.7K | +36% | +$3.32M |
| DM | 2024-12-10 | 2024-12-07+ | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | — | -138.6K | 66.8K | -67% | — |
| DM | 2024-12-10 | 2024-01-11 | HPE | SCHULTZ JOHN F | EVP, COLO | A - Grant | — | +1,751 | 56.9K | +3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-07 | A | A | 78,253 | $23.95 | 357,317.27 | D | — | — | (F2) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. (F1) The total beneficial ownership includes 495.3580 shares at $16.15 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/24 with respect to shares held under the ESPP, and 432.0610 shares at $18.5160 per share acquired under the ESPP on 10/31/24 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of dividends paid in shares for 5.3170 shares at $16.3556 per share received on 01/14/24; 4.9530 shares at $17.6969 per share received on 04/12/24; 4.2060 shares at $20.9918 per share received on 07/19/24; and 4.3340 shares at $20.4968 per share received on 10/21/24. |
| 2 | Common | Common Stock | 2024-12-07 | F | D | 30,793 | $23.95 | 326,524.27 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-07 | A | A | 113,793 | $23.95 | 440,317.27 | D | — | — | (F3) On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 4 | Common | Common Stock | 2024-12-07 | F | D | 44,779 | $23.95 | 395,538.27 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-07 | A | A | 15,444 | $23.95 | 410,982.27 | D | — | — | (F4) On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 6 | Common | Common Stock | 2024-12-07 | F | D | 6,078 | $23.95 | 404,904.27 | D | — | — | |
| 7 | Common | Common Stock | 2024-12-08 | M | A | 66,829 | $23.95 | 471,733.27 | D | — | — | |
| 8 | Common | Common Stock | 2024-12-07 | F | D | 28,231 | $23.95 | 490,430.27 | D | — | — | |
| 9 | Common | Common Stock | 2024-12-07 | M | A | 71,743 | $23.95 | 518,661.27 | D | — | — | |
| 10 | Common | Common Stock | 2024-12-08 | F | D | 24,815 | $23.95 | 446,918.27 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2024-12-07 | M | D | 71,743 | — | 143,482 | D | — · — to — | 71,743 Common Stock | (F10) As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. (F11) The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 291.88 | — | 11,231.88 | D | — · — to — | 291.88 Common Stock | (F7) As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2024-01-11 | A | A | 1,459.31 | — | 56,943.31 | D | — · — to — | 1,459.31 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 14 | Derivative | Restricted Stock Units | 2024-12-08 | M | D | 66,829 | — | 66,827 | D | — · — to — | 66,829 Common Stock | (F8) As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F9) The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |