Form 4 for HPE Hewlett Packard Enterprise
Accepted 2024-12-11 00:00:00 ET · period of report 2024-12-09 · accession 0001062993-24-020501 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-11 | 2024-12-09 | HPE | SCHULTZ JOHN F | EVP, COLO | F - Tax | $23.11 | -25.4K | 533.2K | -5% | -$586.0K |
| DM | 2024-12-11 | 2024-12-09 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | $23.11 | +68.2K | 537.4K | +15% | +$1.58M |
| D | 2024-12-11 | 2024-12-09 | HPE | SCHULTZ JOHN F | EVP, COLO | A - Grant | — | +173.1K | 173.1K | New | — |
| DM | 2024-12-11 | 2024-12-09 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | — | -68.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-09 | F | D | 21,182 | $23.11 | 526,192.27 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-09 | M | A | 56,944 | $23.11 | 547,374.27 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-09 | M | A | 11,232 | $23.11 | 537,424.27 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-09 | F | D | 4,176 | $23.11 | 533,248.27 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-12-09 | A | A | 173,085 | — | 173,085 | D | — · — to — | 173,085 Common Stock | (F4) On 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-12-09 | M | D | 11,232 | — | 0 | D | — · — to — | 11,232 Common Stock | (F3) As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 799 vested dividend equivalent rights and a de minimus adjustment of 0.1203 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2024-12-09 | M | D | 56,944 | — | 0 | D | — · — to — | 56,944 Common Stock | (F2) As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,782 vested dividend equivalent rights and a de minimus adjustment of 0.6856 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |