Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2024-12-12 00:00:00 ET · period of report 2024-12-10 · accession 0001062993-24-020547 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-12 | 2024-12-10 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | +11.7K | 148.2K | +9% | — |
| D | 2024-12-12 | 2024-12-10 | DRK | Kalbfleisch Kurt L. | SVP, CFO | S - Sale+OE | $1.31 | -6,000 | 142.2K | -4% | -$7,860 |
| D | 2024-12-12 | 2024-12-10 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | -11.7K | 81.9K | -13% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-10 | M | A | 11,719 | — | 148,234 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| 2 | Common | Common Stock | 2024-12-10 | S | D | 6,000 | $1.31 | 142,234 | D | — | — | (F2) This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2024-12-10 | M | D | 11,719 | — | 81,919 | D | — · — to — | 11,719 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F3) The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26. |