Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2024-12-12 00:00:00 ET · period of report 2024-12-10 · accession 0001062993-24-020570 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-12 | 2024-12-10 | DRK | Trompeter Patricia | CEO, Dir | M - OptEx | — | +187.5K | 617.2K | +44% | — |
| DM | 2024-12-12 | 2024-12-10+ | DRK | Trompeter Patricia | CEO, Dir | S - Sale+OE | $1.30 | -50.0K | 597.2K | -8% | -$64.9K |
| D | 2024-12-12 | 2024-12-10 | DRK | Trompeter Patricia | CEO, Dir | M - OptEx | — | -187.5K | 486.6K | -28% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-10 | M | A | 187,500 | — | 617,187 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| 2 | Common | Common Stock | 2024-12-12 | S | D | 10,000 | $1.27 | 567,187 | D | — | — | (F4) This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.27 to $1.285, inclusive. |
| 3 | Common | Common Stock | 2024-12-11 | S | D | 20,000 | $1.30 | 577,187 | D | — | — | (F3) This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.30 to $1.33, inclusive. |
| 4 | Common | Common Stock | 2024-12-10 | S | D | 20,000 | $1.31 | 597,187 | D | — | — | (F2) This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2024-12-10 | M | D | 187,500 | — | 486,607 | D | — · — to — | 187,500 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F5) The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25. |